NISM 21B Portfolio Managers Exam Notes

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  • Investment Approach: Defines permissible securities, strategies.
  • SEBI Compliance: Adherence to regulations, audits.
  • Client Reporting: Periodic portfolio performance updates.
  • Transparency: Disclose fees, risks, conflicts.
  • Ethical Standards: Act in clients’ best interests.

NISM 21B Portfolio Managers

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