NISM 21B Portfolio Managers Exam Notes
Page 81 Of 168
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PMLA 2002: Prevents money laundering, mandates KYC.
SEBI Insider Trading Regulations: Prohibit trading on non-public info.
SEBI Fraudulent Practices Regulations: Prevent market manipulation.
SEBI Portfolio Managers Regulations: Govern PMS operations.
PMLA Obligations: Report suspicious transactions.
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NISM 21B Portfolio Managers
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