NISM 21B Portfolio Managers Exam Notes
Page 82 Of 168
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Insider Trading Definition: Trading on material non-public info.
Fraudulent Practices: Include manipulation, misleading disclosures.
PMS Registration: Requires SEBI approval, capital adequacy.
Minimum Net Worth: Rs.5 crore for portfolio managers.
Client Agreement: Defines rights, obligations, fees.
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NISM 21B Portfolio Managers
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