NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • Corporate action credits: Automatically credited to demat accounts by DPs.
  • Reconciliation errors: Resolved promptly to maintain accurate records.
  • IEPF regulations: Governed by IEPF Authority Rules, 2016, and amendments.
  • Dematerialisation mandatory: SEBI requires demat form for listed security transfers.
  • Rematerialisation request: Requires investor KYC and account verification.

NISM RTA Corporate

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