NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
Page 106 Of 136
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Trade confirmation: DPs confirm trade execution and settlement to investors.
Corporate action notifications: Issued by RTAs and depositories to investors.
Reconciliation importance: Prevents discrepancies in shareholding data.
IEPF transfer process: RTAs facilitate transfer of unclaimed shares to IEPF.
Dematerialisation security: Uses secure systems to prevent fraud or errors.
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