NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
Page 107 Of 136
Go to:
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106
107
108
109
110
111
112
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127
128
129
130
131
132
133
134
135
136
Rematerialisation rarity: Less common due to preference for demat holdings.
Settlement efficiency: Depositories reduce settlement risks and delays.
Beneficial owner updates: DPs update investor details like address or bank.
Corporate action disputes: Handled by DPs and RTAs per SEBI guidelines.
Reconciliation audits: Conducted to ensure compliance with SEBI regulations.
Previous
Next
NISM RTA Corporate
Free Demo
Buy Premium
Home
MODELEXAM
®
Developed by
www.realsoftinfoplan.com