NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • Rematerialisation rarity: Less common due to preference for demat holdings.
  • Settlement efficiency: Depositories reduce settlement risks and delays.
  • Beneficial owner updates: DPs update investor details like address or bank.
  • Corporate action disputes: Handled by DPs and RTAs per SEBI guidelines.
  • Reconciliation audits: Conducted to ensure compliance with SEBI regulations.

NISM RTA Corporate

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