NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • IEPF investor awareness: RTAs and depositories educate investors on claim processes.
  • Dematerialisation records: Maintained electronically for easy access and retrieval.
  • Rematerialisation fees: Charged by DPs for processing physical certificate requests.
  • Settlement obligations: DPs ensure delivery of securities to meet trade obligations.
  • Corporate action transparency: Investors receive timely updates on actions like dividends.

NISM RTA Corporate

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