NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
Page 109 Of 136
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Reconciliation tools: Automated systems used by RTAs and depositories for accuracy.
Transfer of securities: RTAs process share transfers in physical or demat form.
Change in investor information: RTAs update details like address, bank, or PAN.
Duplicate certificate: Issued by RTAs for lost or damaged physical certificates.
Stop transfers: RTAs halt transfers in cases of disputes or legal issues.
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