NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • RTA AGM responsibilities: Include preparing shareholder lists and managing voting.
  • Change of address SOP: Requires KYC documents like Aadhaar or utility bills.
  • Duplicate certificate SOP: Involves affidavit and indemnity bond submission.
  • Transmission SOP: Requires death certificate and legal heir documents.
  • KYC updation: Mandatory for PAN, address, and bank details updates.

NISM RTA Corporate

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