NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
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Investor grievances: RTAs must resolve complaints within SEBI timelines.
Stop transfer process: Initiated for lost shares or legal disputes, with investor notification.
Transmission process: Simplified for small holdings with relaxed documentation.
E-voting platform: Provided by RTAs or depositories for shareholder convenience.
AGM coordination: RTAs ensure accurate shareholder data for meetings.
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