NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
Page 113 Of 136
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Online grievance redressal: RTAs implement systems like SCORES for complaints.
Change of address verification: Requires self-attested KYC documents for processing.
Duplicate certificate issuance: Requires verification of investor identity and holdings.
Transmission eligibility: Legal heirs or nominees inherit shares per company records.
KYC compliance: Adheres to SEBI and PMLA guidelines for investor verification.
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