NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
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Investor communication: RTAs send updates on service requests via email/SMS.
Stop transfer reasons: Include theft, fraud, or court orders restricting transfers.
E-voting benefits: Enhances shareholder participation and voting efficiency.
AGM shareholder lists: RTAs prepare Register of Members for voting eligibility.
Grievance transparency: RTAs disclose complaint data on websites monthly.
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