NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • Stop transfer reversal: Requires resolution of underlying issues or court orders.
  • E-voting security: Uses secure systems to ensure voting integrity.
  • AGM notices: RTAs distribute notices to shareholders per regulatory timelines.
  • Grievance escalation: Investors can escalate unresolved issues to SEBI’s SCORES.
  • Change of address documents: Include utility bills not older than three months.

NISM RTA Corporate

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