NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • Duplicate certificate indemnity: Investors provide bond to cover potential losses.
  • Transmission disputes: Resolved through legal documents or court orders.
  • KYC mandatory fields: Include PAN, Aadhaar, bank details, and contact information.
  • Online request tracking: RTAs provide Complaint Registration Numbers for transparency.
  • E-voting regulations: Governed by SEBI and Companies Act for fair voting.

NISM RTA Corporate

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