NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
Page 117 Of 136
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Duplicate certificate indemnity: Investors provide bond to cover potential losses.
Transmission disputes: Resolved through legal documents or court orders.
KYC mandatory fields: Include PAN, Aadhaar, bank details, and contact information.
Online request tracking: RTAs provide Complaint Registration Numbers for transparency.
E-voting regulations: Governed by SEBI and Companies Act for fair voting.
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