NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
Page 119 Of 136
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SEBI LODR Regulations: Govern listing obligations and disclosure requirements.
Brokers: SEBI-registered intermediaries executing trades on stock exchanges.
Depository Participants (DPs): Manage demat accounts for trading and settlement.
Clearing corporation: Guarantees trade settlements, reducing counterparty risk.
Custodians: Hold securities for institutional investors, ensuring safe custody.
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