NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • Listing requirements: Include minimum public shareholding and profit criteria.
  • Public shareholding: Listed companies must maintain 25% public holding.
  • LODR disclosures: Mandate timely financial and operational disclosures.
  • UPI block facility: Blocks funds in investor accounts for secondary market trades.
  • Trade settlement: Completed in T+1 cycle for most securities.

NISM RTA Corporate

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