NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
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Broker eligibility: Requires SEBI registration and minimum base capital.
DP net worth: Minimum ₹10 crore for RTAs acting as DPs, per SEBI.
Clearing corporation role: Clears and settles trades, ensuring fund and security delivery.
Custodian services: Include settlement, corporate action processing, and reporting.
Listing agreement: Defines company obligations to investors and exchanges.
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