NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
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Custodian clients: Primarily institutional and foreign portfolio investors.
Listing disclosures: Include price-sensitive information and corporate actions.
LODR amendments: Strengthen corporate governance and investor protection.
UPI settlement: Integrates with clearing corporations for efficient settlements.
Broker registration: Must meet SEBI and stock exchange eligibility criteria.
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