NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
Page 124 Of 136
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DP account management: Provides investors with transaction and holding statements.
Clearing corporation guarantee: Ensures trade completion even if a party defaults.
Custodian compliance: Adheres to SEBI regulations for securities handling.
Listing profit criteria: Minimum ₹15 crore average operating profit for three years.
LODR cybersecurity: Requires reporting of cyber incidents with quarterly reports.
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