NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
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UPI block mechanism: Single-block, multiple-debit system for trade funding.
Broker role in trades: Executes buy/sell orders on behalf of investors.
DP KYC compliance: Mandatory for account opening and transaction processing.
Clearing corporation efficiency: Reduces settlement risks and delays.
Custodian reporting: Provides detailed holding and transaction reports to clients.
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