NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • Listing transparency: Ensures timely dissemination of price-sensitive information.
  • LODR board composition: Mandates independent directors and audit committees.
  • UPI transaction limits: Caps at ₹5 lakh for secondary market trades.
  • Broker client servicing: Assists investors with trade execution and queries.
  • DP investor support: Offers online platforms for demat account management.

NISM RTA Corporate

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