NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • Clearing corporation integration: Links with depositories for seamless settlements.
  • Investor definition: Individuals or entities investing capital for financial returns.
  • First Time Right (FTR): Ensuring services are performed correctly the first time.
  • Client servicing principles: Include attitude, patience, empathy, and compassion.
  • Service etiquettes: Transparency, truthfulness, and professionalism in investor interactions.

NISM RTA Corporate

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