NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • Feedback benefits: Helps RTAs improve service quality and efficiency.
  • Professional language: Avoid negative phrases to maintain investor confidence.
  • Grievance records: RTAs maintain detailed records of complaints and resolutions.
  • ODR institutions: Empanelled by MIIs for arbitration and conciliation services.
  • Investor education: RTAs guide investors on processes and grievance mechanisms.

NISM RTA Corporate

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