NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
Page 46 Of 136
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SEBI Act, 1992: Establishes SEBI to regulate securities markets and protect investors.
Investor protection: SEBI aims to ensure fair practices and transparency in markets.
Insider Trading Regulations: Prohibit trading based on unpublished price-sensitive information.
Fraudulent Practices Regulations: Prevent unfair trade practices in securities markets.
Investor Education and Protection Fund (IEPF): Manages unclaimed dividends and shares.
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