NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
Page 47 Of 136
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RTA Regulations, 1993: Govern registrars and share transfer agents’ operations.
Intermediaries Regulations, 2008: Set standards for market intermediaries’ conduct.
Depositories Regulations, 2018: Regulate depositories and participants for demat services.
SEBI objectives: Protect investors, promote market development, and regulate intermediaries.
Insider trading: Involves trading by those with access to confidential company information.
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