NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
Page 53 Of 136
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Cyber audit: Regulated entities must submit cybersecurity reports as per CSCRF.
Insider trading disclosure: Companies must report insider trades to stock exchanges.
IEPF claims: Investors can reclaim assets from IEPF through a defined process.
RTA record-keeping: Maintains accurate records of share transfers and investor details.
SEBI inspections: Regular audits ensure intermediaries comply with regulations.
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