NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
Page 54 Of 136
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Investor complaints: RTAs must disclose complaint data on their websites monthly.
Depository oversight: SEBI regulates depositories to ensure secure demat operations.
Fraudulent trade penalties: SEBI imposes sanctions for unfair practices to protect markets.
Stewardship responsibilities: Institutional investors monitor governance in listed companies.
Regulatory updates: SEBI periodically amends regulations to enhance market efficiency.
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