NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • Allotment basis: Pro-rata or lottery-based, depending on subscription levels.
  • Lock-in period: Promoters’ shares may be locked in post-IPO to prevent early sales.
  • Buyback methods: Include tender offers and open market purchases.
  • SEBI oversight: Ensures compliance with public offer regulations and investor protection.
  • Retail reservation: Portion of shares reserved for retail investors in public issues.

NISM RTA Corporate

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