NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • QIB allocation: Significant share allocation to institutional investors in IPOs.
  • Application process: Investors apply through ASBA or UPI for public issues.
  • Escrow account: Holds investor funds during the public issue process.
  • Refund process: Excess or unallotted funds returned to investors post-allotment.
  • Lead manager: Coordinates the public issue process, ensuring regulatory compliance.

NISM RTA Corporate

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