NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
Page 72 Of 136
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Private placement dilution: Reduces existing shareholders’ stake, requiring approval.
QIP limits: Restricted to 50% of issued capital in a financial year.
Rights issue benefits: Maintains proportionate ownership for existing shareholders.
ESOP administration: Often managed by RTAs for record-keeping and allotment.
Convertible bond regulation: Subject to SEBI and RBI guidelines for FCCBs.
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