NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
Page 73 Of 136
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Pre-issue work: Involves preparing prospectus, appointing intermediaries, and obtaining approvals.
Post-issue work: Includes share allotment, refunds, and listing on stock exchanges.
Prospectus: Legal document detailing company and issue information for investors.
Red Herring Prospectus: Preliminary prospectus without final issue price or offer size.
Underwriting: Intermediaries guarantee subscription of shares in case of undersubscription.
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