NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • Prospectus filing: Mandatory with SEBI and stock exchanges before issue.
  • Underwriter role: Absorbs unsubscribed shares, reducing issuer risk.
  • Green Shoe mechanism: Stabilizes share prices by allowing additional share sales.
  • SME IPO eligibility: Lower financial thresholds compared to mainboard IPOs.
  • ASBA process: Blocks funds in investor’s account until allotment is finalized.

NISM RTA Corporate

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