NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • UPI limits: Caps on transaction amounts for retail investors in public issues.
  • Draft Red Herring Prospectus: Filed with SEBI for review before final prospectus.
  • Book Building advantages: Ensures market-driven pricing for public issues.
  • SME IPO benefits: Enables smaller companies to access capital markets.
  • Allotment transparency: SEBI mandates fair and equitable share allocation.

NISM RTA Corporate

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