NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • Refund timeline: Must be completed within T+3 days post-allotment.
  • Lead manager duties: Include due diligence, marketing, and regulatory filings.
  • Green Shoe limit: Up to 15% of the issue size can be issued under this option.
  • Prospectus disclosures: Include financials, risks, and issue objectives.
  • ASBA banks: Designated banks handle blocked funds for public issue applications.

NISM RTA Corporate

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