NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
Page 82 Of 136
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Registrar and Transfer Agent (RTA): Manages application processing, allotments, and investor services.
Sponsor Bank: Facilitates UPI-based payments for public issue applications.
Bankers to the Issue: Handle escrow accounts and fund transfers for public issues.
Syndicate Members: Intermediaries accepting bids and placing orders for the issue.
Designated Intermediaries: Include brokers and DPs facilitating investor applications.
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