NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • RTA responsibilities: Include data validation, share allotment, and refund processing.
  • Sponsor Bank role: Ensures seamless UPI payment integration with ASBA.
  • Bankers’ duties: Manage investor funds in escrow and facilitate refunds.
  • Syndicate Members’ role: Coordinate with stock exchanges for bid collection.
  • ASBA facility: Blocks funds in investor accounts until allotment is finalized.

NISM RTA Corporate

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