NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
Page 84 Of 136
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RTA data management: Maintains accurate records of applications and allotments.
Sponsor Bank compliance: Adheres to SEBI and RBI guidelines for UPI transactions.
Bankers’ escrow: Ensures secure handling of investor funds during the issue.
Syndicate Members’ eligibility: Must be SEBI-registered and authorized by exchanges.
RTA investor services: Handle grievances, share transfers, and corporate actions.
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