NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
Page 85 Of 136
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Sponsor Bank limits: Manages UPI transaction caps for retail investors.
Bankers’ coordination: Work with RTAs for smooth fund allocation and refunds.
Syndicate Members’ underwriting: May underwrite portions of the public issue.
ASBA advantages: Enhances fund security and simplifies application process.
RTA reporting: Submits issue-related data to SEBI and stock exchanges.
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