NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

Page 86 Of 136

Go to:

  • Sponsor Bank technology: Integrates UPI with clearing corporations for settlements.
  • Bankers’ accountability: Ensure timely transfer and refund of investor funds.
  • Syndicate Members’ outreach: Market the issue to attract investor participation.
  • RTA efficiency: Must process applications within SEBI-specified timelines.
  • Sponsor Bank monitoring: Tracks UPI mandates for successful application processing.

NISM RTA Corporate

MODELEXAM MODELEXAM®