NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
Page 87 Of 136
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Bankers’ compliance: Adhere to SEBI and RBI regulations for fund handling.
Syndicate Members’ coordination: Work with lead managers for issue execution.
ASBA integration: Combines with UPI for faster and secure applications.
RTA grievance redressal: Addresses investor complaints promptly and transparently.
Sponsor Bank role in refunds: Facilitates quick refund processing via UPI.
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