NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
Page 88 Of 136
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Bankers’ record-keeping: Maintains records of all transactions during the issue.
Syndicate Members’ bids: Collect and validate investor bids for allotment.
RTA technology: Uses systems for efficient application and allotment processing.
Sponsor Bank security: Ensures secure handling of UPI-based payments.
Bankers’ escrow accounts: Segregate investor funds to prevent misuse.
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