NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • Syndicate Members’ reporting: Submit bid data to RTAs and stock exchanges.
  • ASBA process: Ensures funds remain in investor accounts until allotment.
  • RTA coordination: Works with banks and exchanges for seamless issue execution.
  • Sponsor Bank limits: Caps UPI transactions at ₹5 lakh for public issues.
  • Bankers’ transparency: Provide clear records of fund movements to regulators.

NISM RTA Corporate

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