NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • Syndicate Members’ role in ASBA: Accept ASBA applications from investors.
  • RTA post-issue duties: Include listing coordination and share certificate issuance.
  • Sponsor Bank efficiency: Reduces payment processing time for investors.
  • Bankers’ regulatory compliance: Follow SEBI guidelines for escrow management.
  • Syndicate Members’ investor support: Assist investors during the application process.

NISM RTA Corporate

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