NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • DP responsibilities: Execute investor instructions for share transfers and pledges.
  • Dematerialisation security: Reduces risks of loss, theft, or damage to physical certificates.
  • Depository connectivity: Links with stock exchanges and RTAs for smooth operations.
  • Investor convenience: Demat accounts simplify shareholding and trading processes.
  • DP compliance: Must adhere to SEBI Depositories Regulations, 2018.

NISM RTA Corporate

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