NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • Dematerialisation mandatory: SEBI mandates demat form for listed securities transfers.
  • Depository reporting: Provides data to SEBI and exchanges on holdings and transfers.
  • DP grievance redressal: Handles investor complaints related to demat services.
  • Electronic settlement: Facilitates faster trade settlements through clearing corporations.
  • Dematerialisation advantages: Eliminates risks of physical certificate handling.

NISM RTA Corporate

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