NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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FPI KYC Norms: Align with PMLA and SEBI guidelines.
Transparency: FPIs disclose beneficial ownership details.
SEBI Circulars: Guide FPI registration and operations.
Investment Routes: FPIs invest via stock exchanges or ODIs.
Compliance Officer: FPIs appoint officers for regulatory adherence.
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NISM 3A Securities Intermediaries Compliance
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