NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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FPI Categories Criteria: Based on entity type, e.g., government funds.
ODI Restrictions: Cannot be issued to unregulated entities.
FPI Reporting: Submit periodic reports to SEBI via DDPs.
Market Access: FPIs access Indian markets through DDPs.
Investment Limits Breach: Triggers SEBI action or divestment.
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