NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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FPI Registration Validity: Valid until suspended or cancelled.
Code of Conduct Scope: Covers FPI dealings and disclosures.
KYC Updates: FPIs update KYC with changes in details.
SEBI Inspections: FPIs subject to audits and inspections.
ODI Disclosures: Include details of underlying securities.
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NISM 3A Securities Intermediaries Compliance
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