NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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Debenture Trustee Definition: Trustees securing debenture issues.
Registration Requirements: Include SEBI approval and capital adequacy.
Capital Adequacy: Minimum net worth of Rs. 2 crores.
Responsibilities: Protect debenture holders’ interests.
Code of Conduct: Maintain integrity and professionalism.
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NISM 3A Securities Intermediaries Compliance
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