NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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Monitoring Requirements: Oversee issuer compliance with trust deeds.
Compliance Officer: Monitors adherence to SEBI regulations.
Disclosure Requirements: Disseminate issue-related information.
SEBI Inspections: Audit trustee operations and compliance.
Investor Protection: Trustees safeguard debenture holder interests.
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NISM 3A Securities Intermediaries Compliance
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